Overview

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The Internal Audit Vice President will be involved in various aspects of the Audit group’s risk assessment, assurance and advisory activities, including audit planning and execution, and contributing to strategic initiatives. Areas of the business within the scope of this role will include investment and asset management, risk management, operations, finance, and compliance.

Specific responsibilities will include:

Management and leading the execution of audits (global and regional) in the aforementioned areas, with a focus on the Corporate Operations and Risk Management functions. Responsibilities include all aspects of the audit process (e.g. risk assessment; scope determination; test work; reporting).

Execution of Anti-Money Laundering (AML) audits globally and key contributor to the Internal Audit AML program.

Primary Internal Audit business engagement responsibilities for one or more lines of business to discuss business performance, strategic priorities and operational matters

Identification and assessment of current and emerging risks , themes and trends

Assistance in the formation of the annual audit plan through direct input, insight and perspective around current business, industry and regulatory risk factors

Participation in global/cross regional audit related projects

Leverage industry experience to provide advisory services during the development of new businesses and systems

Build and maintain collaborative relationships with all risk and control functions

Interact with regulatory examiners upon request

Direct administrative management responsibilities of audit staff

Provide timely and candid feedback and coaching to staff

Performing investigations, special reviews and other ad hoc projects (technical and operational in focus)

Skills and Experience:

Undergraduate or graduate degree in finance, economics, accounting, business management is preferred. BA/BS is required

Professionals with strong and broad exposure to investment management, risk management, operations, finance and compliance in the Asset Management industry

Financial services experience is preferable; understanding of asset management products, corporate and risk management business processes, and risk and controls systems

Strong knowledge of US AML regulatory requirements and extensive experience auditing AML programs.

Aptitude towards investment and risk management, scenario analysis and problem solving

Regulatory background is a plus

Strong project management, organizational and presentation skills

Excellent communication (verbal, written, and listening) and interpersonal skills; strong writing skills

Strong critical thinking and problem solving abilities

Strong quantitative skills

Intellectual curiosity and healthy skepticism

Commitment and strong work ethic

Proficient understanding of current regulatory and industry events

Ability to develop and maintain effective working relationships with peers and business partners

Preferred Qualifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA), or relevant certification

Other Professional certifications such as CFA or CPA (or equivalent) are a plus

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